Name of the Person or Corporation
|
| |
Name and Address of Agent
|
|
Karen Dawes | | | Medicenna Therapeutics Corp. | |
John (Jack) Geltosky | | | 2 Bloor Street West, 7th Floor | |
John H. Sampson | | | Toronto, Ontario, M4W 3E2 | |
| | | | | S-1 | | | |
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| | | | | S-27 | | | |
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Year ended March 31,
|
| ||||||
| | |
2022
|
| |
2021
|
| |
2020
|
|
High for the period
|
| |
US$0.8306
|
| |
US$0.8029
|
| |
US$0.7710
|
|
Low for the period
|
| |
US$0.7727
|
| |
US$0.7034
|
| |
US$0.6898
|
|
End of period
|
| |
US$0.8003
|
| |
US$0.7952
|
| |
US$0.7049
|
|
Average for the period
|
| |
US$0.7980
|
| |
US$0.7575
|
| |
US$0.7517
|
|
Description of Capital
|
| |
Outstanding as at
March 31, 2022 |
| |
Outstanding as at March 31, 2022
after giving effect to the Offering and the Unit Offering(1) |
|
Common Shares
|
| |
Cdn$83.7 million
(55,647,479 Common Shares) |
| |
Cdn$138.2 million
(82,314,147 Common Shares) |
|
Warrants
|
| |
Cdn$1,768,582
(2,964,542 Warrants) |
| |
Cdn$1,768,582
(2,964,542 Warrants) |
|
| | |
TSX
|
| |
Nasdaq
|
| ||||||||||||||||||||||||||||||
| | |
High
|
| |
Low
|
| |
Volume
|
| |
High
|
| |
Low
|
| |
Volume
|
| ||||||||||||||||||
Month
|
| |
(Cdn$)
|
| |
(Cdn$)
|
| |
(Shares)
|
| |
(US$)
|
| |
(US$)
|
| |
(Shares)
|
| ||||||||||||||||||
2021 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
August
|
| | | $ | 3.18 | | | | | $ | 2.35 | | | | | | 1,256,316 | | | | | $ | 4.33 | | | | | $ | 3.50 | | | | | | 3,023,700 | | |
September
|
| | | $ | 3.55 | | | | | $ | 2.87 | | | | | | 863,892 | | | | | $ | 4.06 | | | | | $ | 3.14 | | | | | | 2,907,100 | | |
October
|
| | | $ | 3.67 | | | | | $ | 2.66 | | | | | | 1,606,525 | | | | | $ | 4.02 | | | | | $ | 2.85 | | | | | | 3,538,100 | | |
November
|
| | | $ | 3.15 | | | | | $ | 2.26 | | | | | | 1,357,916 | | | | | $ | 3.07 | | | | | $ | 2.01 | | | | | | 2,952,500 | | |
December
|
| | | $ | 2.50 | | | | | $ | 1.90 | | | | | | 1,134,960 | | | | | $ | 2.64 | | | | | $ | 1.85 | | | | | | 2,228,000 | | |
2022 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
January
|
| | | $ | 2.49 | | | | | $ | 1.73 | | | | | | 759,690 | | | | | $ | 2.07 | | | | | $ | 1.40 | | | | | | 1,971,500 | | |
February
|
| | | $ | 2.43 | | | | | $ | 1.86 | | | | | | 549,879 | | | | | $ | 2.00 | | | | | $ | 1.40 | | | | | | 3,621,300 | | |
March
|
| | | $ | 2.17 | | | | | $ | 1.57 | | | | | | 692,080 | | | | | $ | 1.69 | | | | | $ | 1.20 | | | | | | 1,685,900 | | |
April
|
| | | $ | 1.97 | | | | | $ | 1.35 | | | | | | 759,000 | | | | | $ | 1.59 | | | | | $ | 1.07 | | | | | | 3,531,700 | | |
May
|
| | | $ | 1.50 | | | | | $ | 1.18 | | | | | | 337,000 | | | | | $ | 1.24 | | | | | $ | 0.91 | | | | | | 1,828,600 | | |
June
|
| | | $ | 1.70 | | | | | $ | 0.98 | | | | | | 631,800 | | | | | $ | 1.33 | | | | | $ | 0.76 | | | | | | 1,401,500 | | |
July
|
| | | $ | 2.14 | | | | | $ | 1.40 | | | | | | 626,900 | | | | | $ | 1.64 | | | | | $ | 1.10 | | | | | | 996,400 | | |
August 1 – 9
|
| | | $ | 2.38 | | | | | $ | 1.25 | | | | | | 1,224,324 | | | | | $ | 1.88 | | | | | $ | 0.94 | | | | | | 3,994,351 | | |
Date
|
| |
Stock Options
Exercise Price (Cdn$) |
| |
Number of Stock Options Granted
|
| ||||||
June 24, 2022
|
| | | $ | 1.45 | | | | | | 1,115,713 | | |
March 3, 2022
|
| | | $ | 2.03 | | | | | | 50,000 | | |
February 8, 2022
|
| | | $ | 2.43 | | | | | | 79,000 | | |
September 23, 2021
|
| | | $ | 3.14 | | | | | | 598,056 | | |
Name of the Person or Company
|
| |
Name and Address of Agent
|
|
Karen Dawes
Andrew Strong |
| |
Medicenna Therapeutics Corp.
2 Bloor Street West, 7th Floor Toronto, Ontario, M4W 3E2 |
|
| | | | | 1 | | | |
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| | | | | 17 | | | |
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| | | | | 20 | | | |
| | | | | 21 | | | |
| | | | | 22 | | | |
| | | | | 23 | | | |
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| | | | | 31 | | | |
| | | | | 31 | | | |
| | | | | 31 | | | |
| | | | | 31 | | | |
| | | | | 32 | | |
| | |
Year ended March 31,
|
| |||||||||||||||
| | |
2020
|
| |
2019
|
| |
2018
|
| |||||||||
High for the period
|
| | | $ | 0.7710 | | | | | $ | 0.7967 | | | | | $ | 0.8245 | | |
Low for the period
|
| | | $ | 0.6898 | | | | | $ | 0.7330 | | | | | $ | 0.7276 | | |
End of period
|
| | | $ | 0.7049 | | | | | $ | 0.7491 | | | | | $ | 0.7756 | | |
Average for the period
|
| | | $ | 0.7517 | | | | | $ | 0.7625 | | | | | $ | 0.7796 | | |
Eligibility-Matched Groups
|
| |
N
|
| |
mOS
|
| |
Improvement in
mOS |
| |
Hazard
Ratio (HR) |
| |
OS-12
|
| |||||||||||||||
MDNA55 All-comers
|
| | | | 44 | | | | | | 12.4 | | | | | | 61% | | | | | | 0.58 | | | | | | 53% | | |
SCA All-comers
|
| | | | 81 | | | | | | 7.7 | | | | | | | | | | | | | | | | | | 25% | | |
MDNA55 IL4R High
|
| | | | 21 | | | | | | 15.8 | | | | | | 155% | | | | | | 0.54 | | | | | | 62% | | |
SCA IL4R High
|
| | | | 17 | | | | | | 6.2 | | | | | | | | | | | | | | | | | | 24% | | |
Propensity-Weighted Groups
|
| |
N
|
| |
mOS
|
| |
Improvement in
mOS |
| |
HR
|
| ||||||||||||
MDNA55 All-comers
|
| | | | 43 | | | | | | 12.4 | | | | | | 72% | | | | | | 0.63 | | |
SCA All-comers
|
| | | | 40.8 | | | | | | 7.2 | | | | | | | | | | | | | | |
MDNA55 IL4R High
|
| | | | 17 | | | | | | 13.2 | | | | | | 116% | | | | | | 0.52 | | |
SCA IL4R High
|
| | | | 16.8 | | | | | | 6.1 | | | | | | | | | | | | | | |
Eligibility-Matched
|
| |
N
|
| |
mOS
|
| |
Improvement in
mOS |
| |
HR
|
| |
OS-12
|
| |||||||||||||||
Proposed Population
|
| | | | 32 | | | | | | 15.8 | | | | | | 126% | | | | | | 0.45 | | | | | | 62% | | |
SCA
|
| | | | 40 | | | | | | 7.0 | | | | | | | | | | | | | | | | | | 18% | | |
Propensity-Weighted | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Proposed Population
|
| | | | 32 | | | | | | 15.7 | | | | | | 118% | | | | | | 0.52 | | | | | | NA | | |
SCA
|
| | | | 33.9 | | | | | | 7.2 | | | | | | | | | | | | | | | | | | NA | | |
Date
|
| |
Price per
Common Share |
| |
Number of Common
Shares Issued |
| ||||||
October 4, 2019
|
| | | $ | 1.20 | | | | | | 25,000(1) | | |
October 17, 2019
|
| | | | N/A(2) | | | | | | 5,307,693 | | |
December 19, 2019
|
| | | $ | 1.75 | | | | | | 130,000(3) | | |
December 23, 2019
|
| | | $ | 1.30 | | | | | | 15,000(4) | | |
December 23, 2019
|
| | | $ | 1.75 | | | | | | 17,500(3) | | |
December 23, 2019
|
| | | $ | 1.20 | | | | | | 75,000(1) | | |
December 24, 2019
|
| | | $ | 1.75 | | | | | | 79,050(3) | | |
December 24, 2019
|
| | | $ | 1.20 | | | | | | 7,500(1) | | |
December 30, 2019
|
| | | $ | 1.75 | | | | | | 18,861(3) | | |
December 31, 2019
|
| | | $ | 1.20 | | | | | | 14,500(1) | | |
December 31, 2019
|
| | | $ | 1.75 | | | | | | 222,900(3) | | |
January 2, 2020
|
| | | $ | 1.75 | | | | | | 32,650(3) | | |
January 2, 2020
|
| | | $ | 1.20 | | | | | | 80,000(1) | | |
January 2, 2020
|
| | | $ | 2.00 | | | | | | 35,000(5) | | |
January 3, 2020
|
| | | $ | 1.20 | | | | | | 102,000(1) | | |
January 3, 2020
|
| | | $ | 1.75 | | | | | | 3,000(3) | | |
January 6, 2020
|
| | | $ | 1.75 | | | | | | 22,651(3) | | |
January 9, 2020
|
| | | $ | 1.75 | | | | | | 1,000(3) | | |
January 10, 2020
|
| | | $ | 1.75 | | | | | | 1,950(3) | | |
January 14, 2020
|
| | | $ | 1.30 | | | | | | 5,850(4) | | |
January 15, 2020
|
| | | $ | 1.20 | | | | | | 15,000(1) | | |
January 16, 2020
|
| | | $ | 1.75 | | | | | | 8,517(3) | | |
January 17, 2020
|
| | | $ | 1.20 | | | | | | 1,750(1) | | |
January 17, 2020
|
| | | $ | 1.75 | | | | | | 3,812(3) | | |
January 20, 2020
|
| | | $ | 1.75 | | | | | | 2,250(3) | | |
January 21, 2020
|
| | | $ | 1.20 | | | | | | 2,500(1) | | |
January 21, 2020
|
| | | $ | 1.75 | | | | | | 1,350(3) | | |
January 22, 2020
|
| | | $ | 1.75 | | | | | | 1,722(3) | | |
January 23, 2020
|
| | | $ | 1.20 | | | | | | 5,000(1) | | |
January 23, 2020
|
| | | $ | 1.75 | | | | | | 4,500(3) | | |
Date
|
| |
Price per
Common Share |
| |
Number of Common
Shares Issued |
| ||||||
January 24, 2020
|
| | | $ | 1.30 | | | | | | 5,000(4) | | |
January 24, 2020
|
| | | $ | 1.20 | | | | | | 165,125(1) | | |
January 27, 2020
|
| | | $ | 1.75 | | | | | | 9,450(3) | | |
Date
|
| |
Price per
Common Share |
| |
Number of Common
Shares Issued |
| ||||||
January 28, 2020
|
| | | $ | 1.75 | | | | | | 2,650(3) | | |
January 29, 2020
|
| | | $ | 1.20 | | | | | | 6,250(1) | | |
January 30, 2020
|
| | | $ | 1.20 | | | | | | 220(1) | | |
January 30, 2020
|
| | | $ | 1.75 | | | | | | 2,132(3) | | |
February 3, 2020
|
| | | $ | 1.75 | | | | | | 32,012(3) | | |
February 11, 2020
|
| | | $ | 1.75 | | | | | | 42,900(3) | | |
February 12, 2020
|
| | | $ | 1.75 | | | | | | 9,500(3) | | |
February 13, 2020
|
| | | $ | 1.75 | | | | | | 1,587(3) | | |
February 14, 2020
|
| | | $ | 1.75 | | | | | | 2,000(3) | | |
February 19, 2020
|
| | | $ | 1.75 | | | | | | 5,000(3) | | |
February 19, 2020
|
| | | $ | 1.20 | | | | | | 5,000(1) | | |
February 21, 2020
|
| | | $ | 1.75 | | | | | | 8,600(3) | | |
February 25, 2020
|
| | | $ | 1.75 | | | | | | 15,000(3) | | |
February 26, 2020
|
| | | $ | 1.20 | | | | | | 25,000(1) | | |
February 26, 2020
|
| | | $ | 1.75 | | | | | | 5,000(3) | | |
February 27, 2020
|
| | | $ | 1.75 | | | | | | 5,000(3) | | |
March 2, 2020
|
| | | $ | 1.75 | | | | | | 3,000(3) | | |
March 3, 2020
|
| | | $ | 1.30 | | | | | | 110,556(4) | | |
March 17, 2020
|
| | | $ | 3.10 | | | | | | 11,290,323(6) | | |
March 31, 2020
|
| | | $ | 1.30 | | | | | | 2,225(4) | | |
April 9, 2020
|
| | | $ | 1.30 | | | | | | 2,500(4) | | |
April 15, 2020
|
| | | $ | 3.10 | | | | | | 1,693,548(6) | | |
May 8, 2020
|
| | | $ | 1.75 | | | | | | 4,500(3) | | |
May 15, 2020
|
| | | $ | 1.30 | | | | | | 112,759(4) | | |
May 21, 2020
|
| | | $ | 3.10 | | | | | | 9,675(7) | | |
May 21, 2020
|
| | | $ | 1.20 | | | | | | 50,000(1) | | |
June 2, 2020
|
| | | $ | 1.30 | | | | | | 13,750(4) | | |
June 2, 2020
|
| | | $ | 3.10 | | | | | | 90,000(7) | | |
June 2, 2020
|
| | | $ | 1.00 | | | | | | 21,423(8) | | |
July 3, 2020
|
| | | $ | 1.20 | | | | | | 15,000(1) | | |
July 20, 2020
|
| | | $ | 1.75 | | | | | | 1,950(3) | | |
Date
|
| |
Exercise Price
|
| |
Number of
Warrants/Compensation Options Issued |
| ||||||
October 17, 2019
|
| | | $ | 1.75 | | | | | | 2,653,846(9) | | |
March 17, 2020
|
| | | $ | 3.10 | | | | | | 790,323(10) | | |
April 15, 2020
|
| | | $ | 3.10 | | | | | | 118,547(10) | | |
Date
|
| |
Stock Options(11)
Exercise Price ($) |
| |
Number of Stock
Options Granted |
| ||||||
November 8, 2019
|
| | | $ | 1.30 | | | | | | 1,030,000 | | |
Month
|
| |
High
|
| |
Low
|
| |
Volume
|
| |||||||||
| | |
2019
|
| |||||||||||||||
July
|
| | | $ | 1.61 | | | | | $ | 1.02 | | | | | | 936,043 | | |
August
|
| | | $ | 1.43 | | | | | $ | 1.06 | | | | | | 308,067 | | |
September
|
| | | $ | 1.88 | | | | | $ | 0.94 | | | | | | 799,169 | | |
October
|
| | | $ | 1.48 | | | | | $ | 1.10 | | | | | | 785,221 | | |
November
|
| | | $ | 2.05 | | | | | $ | 1.27 | | | | | | 2,702,400 | | |
December
|
| | | $ | 3.87 | | | | | $ | 1.30 | | | | | | 3,524,777 | | |
| | |
2020
|
| |||||||||||||||
January
|
| | | $ | 3.78 | | | | | $ | 2.41 | | | | | | 3,596,527 | | |
February
|
| | | $ | 4.86 | | | | | $ | 2.77 | | | | | | 2,365,899 | | |
March
|
| | | $ | 4.12 | | | | | $ | 2.15 | | | | | | 5,105,194 | | |
April
|
| | | $ | 3.88 | | | | | $ | 3.14 | | | | | | 1,341,227 | | |
May
|
| | | $ | 7.24 | | | | | $ | 3.06 | | | | | | 2,703,200 | | |
June
|
| | | $ | 7.25 | | | | | $ | 4.75 | | | | | | 1,813,710 | | |
July 1 – 27
|
| | | $ | 6.49 | | | | | $ | 4.89 | | | | | | 974,444 | | |